Marc Fagel


Marc Fagel News

  • Martoma, Gibson, Sullivan & Cromwell: Business of Law

    Richard Strassberg, the Goodwin Procter LLP lawyer who represented Martha Stewart’s broker Peter Bacanovic in his 2004 criminal trial, will head a legal team defending former SAC Capital Advisors LP portfolio manager Mathew Martoma against insider-trading charges.

  • Barclays Report, Bonus Limits, Bank Diversity: Compliance

    Barclays Plc, the U.K.’s second- largest lender by assets, paid investment bankers bonuses “incapable of justification” as employees focused on revenue at the expense of clients, according to an internal report.

  • SEC Settles Insider Trading Case With Houston Man

    U.S. securities regulators settled an insider-trading case with a Texas man who allegedly bought National Semiconductor Corp. shares based on a tip about its acquisition gleaned from his wife, a lawyer whose firm consulted on the deal.

  • MF Global, Goldman, Wells Fargo, JPMorgan, S&P in Court News

    Jon S. Corzine, MF Global Holding Ltd.’s former chief executive officer, may face potential legal liability if investigators show he knew customer money might be used when he ordered $200 million transferred to a U.K. account as his brokerage neared collapse, Bloomberg News’ Linda Sandler and Phil Mattingly report that former prosecutors said.

  • Oracle Paying $2 Million Settlement Over SEC Claims

    Oracle Corp., the largest maker of database software, agreed to pay $2 million to settle claims by the U.S. Securities and Exchange Commission that it violated the Foreign Corrupt Practices Act.

  • Bank of America, Wells Fargo, Express Scripts in Court News

    Bank of America Corp. won dismissal of a lawsuit by investors in mortgage-backed bonds that said the bank should buy back defective loans underlying more than $1 billion in securities.

  • SEC Settles With SharesPost Over Private-Share Trading Probe

    SharesPost Inc. and its president will pay $100,000 to resolve claims that the online marketplace for private-company shares acted as an unregistered broker, as U.S. regulators took their first action in a probe of trades involving non-public startups.

  • Wells Fargo Should Be Forced to Meet Subpoenas, SEC Says

    Wells Fargo & Co. failed to hand over documents demanded in U.S. subpoenas and should be forced to cooperate with a probe into its sale of almost $60 billion in residential mortgage-backed securities, regulators said.

  • Wells Fargo, SEC Ordered to Confer on Subpoena Requests

    Wells Fargo & Co. and U.S. Securities and Exchange Commission lawyers were told by a federal judge to meet to discuss the agency’s subpoenas for documents about an investigation of mortgage-backed securities.

  • Wells Fargo Should Be Forced to Meet Subpoenas, SEC Says

    Wells Fargo & Co. failed to hand over documents demanded in U.S. subpoenas and should be forced to cooperate with a probe into its sale of almost $60 billion in residential mortgage-backed securities, regulators said.

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