Kathleen Casey


Kathleen Casey News

  • Hedge Funds, Credit Cards, Trading Review: Compliance

    The world’s largest hedge-fund advocacy group has named a former U.S. Securities and Exchange Commission official its chairman as the $2.1 trillion industry grapples with increased regulation.

  • Hedge Fund Group AIMA Names Ex-SEC Official as Chairman

    The world’s largest hedge-fund advocacy group has named a former U.S. Securities and Exchange Commission official its chairman as the $2.1 trillion industry grapples with increased regulation.

  • SEC’s Casey Says Dodd-Frank Deadlines May Undermine Rulemaking

    The U.S. Securities and Exchange Commission may not have enough time to do a thorough job writing the financial-regulation rules required by the Dodd-Frank Act, SEC Commissioner Kathleen Casey said in a Washington speech.

  • SEC Should Remove Credit Ratings From Its Rules, Casey Says

    The U.S. Securities and Exchange Commission must remove references to credit ratings from its rules to meet congressional demands to foster competition for Moody’s Investors Service and Standard & Poor’s Corp., Republican Commissioner Kathleen Casey said.

  • Shadow Banks, Dodd-Frank, UBS Notice: Compliance

    Global regulators will develop international rules for so-called shadow banks by the middle of the year to ensure companies from hedge funds to securities brokers aren’t excluded from efforts to prevent another crisis.

  • Schapiro SEC Seen Ineffectual Amid Dodd-Frank Funding Curbs

    On a stormy night in October 2009, Mary Schapiro , the newly appointed head of the U.S. Securities and Exchange Commission, returned to her alma mater, Franklin & Marshall College in Lancaster, Pennsylvania, to be inducted into the hall of fame for student athletes. Receiving her award, she grasped the podium, confessed she was near tears and spoke of how she had never even seen a lacrosse game before attending college.

  • SEC Nominees, FDIC Capital Rule, Broker-Dealers: Compliance

    If the U.S. Senate confirms him for a spot on the Securities and Exchange Commission, Daniel M. Gallagher will take a pay cut of more than $1 million a year.

  • Gallagher Faces $1 Million Pay Cut If Confirmed for SEC Post

    Daniel M. Gallagher will take a pay cut of more than $1 million a year if the Senate confirms him for a spot on the U.S. Securities and Exchange Commission.

  • Warren-Schapiro, Greenspan Hunch, Lehman: Compliance

    Elizabeth Warren, the Harvard University law professor who heads the congressional watchdog group for the $700 billion Troubled Asset Relief Program, is the driving force behind a proposal now being weighed by Treasury Secretary Timothy Geithner to create a consumer financial products commission.

  • Stocks, Copper Fall as Goldman Sued, Flights Curbed

    U.S. stocks rose, halting the biggest global slump since February, and Treasuries extended losses after two people with knowledge of the matter said regulators were split on suing Goldman Sachs Group Inc.

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