Insider Trading News
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Updated 1 hour, 9 minutes ago
U.S Securities and Exchange Commission officials have been citing a jump in the number of enforcement actions last year as proof that an overhaul of the agency’s investigative force is bearing fruit. The claim isn’t supported by a detailed examination of the statistics.
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The futures industry is recommending more rigorous reporting and internal controls for brokerages as $1.6 billion of customer money is still unaccounted for after the bankruptcy of MF Global Holdings Ltd.
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A U.S. investigation of possible insider-trading by Goldman Sachs Group Inc. employees expanded to include a managing director whose name emerged at the trial of convicted hedge fund manager Raj Rajaratnam, a person with knowledge of the probe said.
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The U.K. finance regulator arrested three people in an insider trading investigation and searched premises in the northwest of England.
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Munich prosecutors conducted 86 raids in Germany and other countries yesterday in a probe of stock fraud, market manipulation and insider trading.
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A U.S. investigation of possible insider-trading by Goldman Sachs Group Inc. employees expanded to include a managing director whose name emerged at the trial of convicted hedge fund manager Raj Rajaratnam, a person with knowledge of the probe said.
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The insider-trading case against Doug Whitman, the founder of Whitman Capital LLC, won’t be transferred to California, a judge ruled in New York.
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Goldman Sachs Group Inc., Wells Fargo & Co. and JPMorgan Chase & Co. are among banks warned by federal regulators that they may face civil claims tied to sales of mortgage-backed securities.
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Tetsuo Ochi, searching for asset managers for his $6 billion fund of hedge funds, sought a meeting in early 2009 with executives from AIJ Investment Advisors Co., a firm that seemed to be faring well amid the market turmoil that followed the collapse of Lehman Brothers Holdings Inc.
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David Sokol, the executive who left Warren Buffett’s Berkshire Hathaway Inc. amid accusations of violating insider-trading rules last year, is receiving $1 million annually from the company in retirement payments.
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