Christopher Hamilton News
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The U.S. Securities and Exchange Commission rejected Nasdaq Stock Market’s request to offer clients trading algorithms that would enable them to execute buy and sell orders according to predetermined guidelines.
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JPMorgan Chase & Co. is set to face new actions from U.S. and U.K. bank regulators as early as today for botched trades that cost the company more than $6.2 billion last year, according to two people familiar with the matter.
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Wynn Resorts Ltd. Vice Chairman Kazuo Okada sued the casino operator for access to financial records in a dispute with the company over the use of funds.
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Malcolm Calvert , the ex-partner at JPMorgan Chase & Co. ’s Cazenove unit who served a third of his 21-month sentence for insider trading, dropped his appeal of the conviction and a 524,000-pound ($827,000) penalty.
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The U.K. finance regulator has asked Threadneedle, the London-based investment unit of Ameriprise Financial Inc., to review its systems and controls after a $150 million trading fraud was attempted.
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Austria’s regulators are discussing rules for its top banks that will curb excessive lending in eastern Europe with the European Commission, according to the Central Bank Governor Ewald Nowotny.
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Royal Bank of Scotland Group Plc ’s Coutts & Co. unit, which counts Queen Elizabeth II among its clients, is being investigated by the U.K.’s financial regulator for selling an American Life Insurance Company bond fund.
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U.S. financial regulators are looking at specific non-bank financial companies to possibly designate them as systemically important and subject to more rigorous supervision, said Michael Gibson, director of the Division of Banking Supervision and Regulation at the Federal Reserve Board.
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Gulf Keystone Petroleum Ltd. got an injunction blocking a man from writing about the company after his comments on Internet message boards and Twitter caused its shares to fall.
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Britain’s finance regulator charged Richard Anthony Joseph with insider trading and money laundering following his May, 2010, arrest for the crimes.
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