Andrew Desouza News
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Goldman Sachs Group Inc. touted the auction-rate securities that Reno, Nevada, sold starting in 2005 as a tool to generate “considerable interest savings,” according to an arbitration complaint the city filed last year.
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It had been two days since U.S. lawmakers negotiated all night to finish rules that would reshape the business of Wall Street. The 20-hour session left legislators, aides, lobbyists and regulators exhausted. Almost no one had a grip on all the details.
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If you’re curious about how important workplace diversity is to Wall Street, consider the commotion that ensues when it’s time to roll out the red carpet and honor the industry’s inclusion luminaries.
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Citigroup Inc., JPMorgan Chase & Co. and 15 other underwriters reimbursed California $2.3 million last year after a regulatory probe found they used taxpayer funds to pay fees to their lobbyists.
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The lobbying group for banks and brokerages said it opposes new restrictions on short sales being applied to the auctions used to open and close stocks.
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After Morgan Stanley took control of Smith Barney in May 2009 from Citigroup Inc ., David Hopkins grew disillusioned with his new bosses.
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The U.S. House voted to strengthen the ban on insider trading by members of Congress and other government officials amid a record-low public approval rating of the way lawmakers do their work.
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For 40 years, the U.S. Securities and Exchange Commission and the congressionally chartered group that protects against broker theft have worked in tandem to reimburse people whose accounts are pilfered.
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The staunchest opposition to a universal fiduciary standard that would put clients’ interests first isn’t from securities brokers. It’s from insurance agents, comments to the Securities and Exchange Commission show.
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